putnam mutual funds fraud

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Mutual Funds Scandal: Alger Fund, One Group, Federated, Putnam, Alliance Capital, Nations, Invesco, Strong and Janus ...
Mutual funds investors: learn how fund managers allowed large investors ... Adding Up to a Scandal in Mutual Funds" The Wall Street Journal, Oct. 24, 2003, "Putnam Says It Will Replace Fund Managers ...
http://www.lieffcabraser.com/mf_main.htm

MSN Money - Mutual Funds
MSN Money is the best source for all your personal finance needs. Get quotes, stock research, portfolio tracking, news ... Strategy Lab Company Focus Mutual Funds Street Patrol Other Views Contrarian ...
http://moneycentral.msn.com/content/mutualfunds.asp

JS Online: Massachusetts May Pull .7B From Putnam
Journal Sentinel Online is a multimedia news and information service of the ... accused the company of fraud in connection with improper ... money is held in Putnam mutual funds in which the alleged ...
http://www.jsonline.com/bym/news/ap/oct03/ap-putnam103003.asp

Sceptre rushes to reassure jittery clients over Putnam
... funds, and did not occur in the Putnam mutual funds sold in Canada. These guys are Americans, and ... McLennan Cos., was charged with securities fraud for allegedly knowing that some of its ...
http://www.globeinvestor.com/servlet/ArticleNews/print/GAM/20031030/RSCEPTRE30

Putnam says its market-timing controls not foolproof - Oct. 28, 2003
Putnam Investments said Tuesday it had identified ... Mortgage SPECIAL OFFER Mutual Funds Putnam IDs managers in fund ... said they filed civil fraud charges against Putnam, making the fifth ...
http://money.cnn.com/2003/10/28/funds/putnam.reut/index.htm

Knight Ridder/Tribune : SEC Charges Putnam Mutual Funds with Illicit Trading.
By Patrice Hill, The Washington Times Knight Ridder/Tribune Business News Oct. 29--The Securities and Exchange Commission and state regulators yesterday charged Putnam Investments, one of...
http://www.highbeam.com/library/doc0.asp?refid=ovav_overture_fin_twp&docid=1G1:109378779

Putnam says four managers fired for violations
... in 2000 to rapidly trade in and out of Putnam mutual funds, a violation of company policy. The four ... long-term shareholders and could constitute fraud if investors were not advised that ...
http://www.dailysouthtown.com/southtown/dsbiz/251bd3.htm

SEC charges Putnam with illicit trading - The Washington Times: Business
... prominent and widely held mutual funds, with securities fraud in connection with secret, illicit ... authorities contend that Putnam committed securities fraud by failing to disclose the ...
http://www.washtimes.com/business/20031028-093438-9645r.htm

Massachusetts pension fund fires Putnam - Oct. 30, 2003
Putnam Investments lost a key client Thursday when its home state pension fund ... Putnam. YOUR E-MAIL ALERTS Putnam Investments Mutual Funds Fraud Massachusetts or Create your own Manage alerts | ...
http://money.cnn.com/2003/10/30/funds/mass_putnam.reut/index.htm

Putnam Charged in Fund Probe
... Tuesday in separate civil securities fraud actions brought by the Securities and Exchange ... in excessive short-term trading of Putnam mutual funds" for their own benefit, according to the charges ...
http://www.thestreet.com/markets/matthewgoldstein/10122790.html

Forbes.com: UPDATE 1-SEC, Massachusetts accuse Putnam of fraud
... 57:00 PM ET UPDATE 1-SEC, Massachusetts accuse Putnam of fraud Reuters, 10.28.03, 11:04 AM ET ... engaged in excessive short-term trading of Putnam mutual funds for which they were portfolio ...
http://www.forbes.com/newswire/2003/10/28/rtr1125479.html

Mutual Funds Tools - CBS MarketWatch
... Top 100 - Value Get Started: Funds Mutual Funds News Mutual Funds e ... reform-minded steps that Putnam Investments agreed to take in settling federal fraud charges are intended to give ...
http://cbs.marketwatch.com/funds/mf_center.htx

Boston.com / Business / 6 at Putnam tied to prohibited trades
... said it now expects to charge the six Putnam executives with fraud as well.Some of the trades were for ... rapidly trading in and out of mutual funds to take advantage of inefficiencies in the ...
http://www.boston.com/business/articles/2003/10/24/6_at_putnam_tied_to_prohibited_trades/

US regulators accuse Putnam of securities fraud - October 29, 2003
... 29, 2003 US regulators accuse Putnam of securities fraud BOSTON - State and federal regulators ... engaged in 'excessive short-term trading of Putnam mutual funds for which they were portfolio ...
http://business-times.asia1.com.sg/story/0,4567,98128,00.html

BBC NEWS | Business | Huge US mutual fund in crisis
A top US mutual fund is fired by Massachusetts state pension fund, fuelling the ... on savings in mutual funds Massachusetts' state ... Kamshad, with securities fraud, and served Putnam with an ...
http://news.bbc.co.uk/2/hi/business/3230339.stm

Mass. to charge Putnam Investments?
... Prudential brokers charged with fraud ? When mutual funds get caught cheating ? ... intend to charge Boston-based Putnam with at least two counts of securities fraud. A spokesman at Galvin? ...
http://www.msnbc.com/news/983050.asp

 


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