mutual fund trading problems

This topic is: mutual fund trading problems

Thanks for visiting our Stock Index Mutual Funds directory. Here are resources for mutual fund trading problems

SEC faces criticism, outlines new fund rules - Nov. 18, 2003
... to help the agency anticipate, and not just react to, problems like the mutual fund trading scandal ... also outlined reforms for the mutual fund industry as it fielded criticism ...
http://www.money.com/2003/11/18/funds/fundsfire_donaldson

MWE - Newsletters - Fiduciary Responsibility in Light of U.S. Mutual Fund Industry Problems
PUBLICATIONS > NEWSLETTERS > FIDUCIARY RESPONSIBILITY IN LIGHT OF U.S. MUTUAL FUND INDUSTRY PROBLEMS. November 24, 2003. During the past several weeks, a number of U.S. ... state investigations of mutual fund trading practices have resulted ... Mutual Fund Industry Problems. The charges being investigated primarily relate to after hours trading and ...
http://www.mwe.com/index.cfm/fuseaction/publications.nldetail/object_id/97CCB1F4-1415-4923-8FC9-7BCAA31970D6.cfm

MUTUAL FUND SCANDAL / Franklin probe finds no problems so far
... SF Gate Media Kit. MUTUAL FUND SCANDAL. Franklin probe finds no problems so far ... fund manager, received general inquiries about its mutual fund trading from the Securities and Exchange ...
http://www.sfgate.com/cgi-bin/article.cgi?file=/chronicle/archive/2003/11/18/BUGRM34B861.DTL&type=business

Mutual Fund Scandals Will Make Fund Industry Better in the Long Run
Last year it was scandalous behavior associated with corporate accounting. This year, the bad news allegations have been about a handful of mutual fund families. ... MUTUAL FUND SCANDALS WILL MAKE FUND INDUSTRY BETTER IN THE LONG RUN ... The current mutual fund problems fall into two broad categories: 1. Excessive trading (market timing) ...
http://www.feeonlycpa.com/InvestNews120301.htm

Mutual fund abuses found in Canada - globeinvestor.com
... who tracked mutual fund abuses in the United States says there is evidence of similar trading problems occurring in ... Eliot Spitzer probe the mutual fund industry in the United ...
http://www.globeinvestor.com/servlet/ArticleNews/story/GAM/20031124/RFUND24

The Seattle Times: Business & Technology: Mutual-fund firms ripe for picking up problems
seattletimes.com: Northwest news and information from the Seattle Times. Daily local news, sports, arts and entertainment, and classified ads. ... More late-trading allegations against fund firms. The one part of Spitzer's case that is most damning is that ...
http://seattletimes.nwsource.com/html/businesstechnology/2001738477_pfjaffe21.html

Forbes.com: CHRONOLOGY-Key events in mutual fund trading probe
... finding conflicts of interest related to mutual fund trading. Also, Janus releases details about improper trading ... evaluate new rules to combat problems in the mutual fund industry. ...
http://www.forbes.com/work/newswire/2003/12/02/rtr1167093.html

The Noble Pundit: Mutual Fund Misinformation
November 13, 2003. Mutual Fund Misinformation ... I've touched on the mutual fund trading scandal just briefly mainly because I didn't find it to be ... There are problems in the mutual fund industry, no doubt about it ...
http://noble.cbnoble.com/archives/000866.html

Congressman Michael N. Castle
... Castle: Tremendous Problems Exist in the Mutual Fund Industry ... recent mutual fund scandals, cited "tremendous problems in the mutual fund industry, ranging from late trading, market ...
http://www.house.gov/castle/pr03_mutualfundhearing.html

PSCA urges SEC to avoid unintended consequences addressing mutual fund problems
... trading problems surrounding mutual funds. The letter discusses a proposal under consideration by the SEC to require that all mutual fund ... the mutual fund by the funds closing ...
http://www.psca.org/PRESS/P2003/nov18.html

Mutual Fund Late Trading and Market Timing Fraud Lawyers
Mutual Fund fraud lawyer representing Bank One, Putnam, Janus, Invesco, Strong Funds, Bank of America, Fred Alger, Alliance Berstein mutual fund shareholders that lost money. Free mutual lawsuit ... yet to stem from allegations of improper mutual fund trading ... allegations of improper mutual fund trading in a deal to ...
http://www.1800lawinfo.com/practice/news.htm?topic=Mutual+Funds+Fraud

Mutual fund probes spread - Sep. 4, 2003
Problems spread for the mutual fund industry Thursday, as more probes of the industry's trading practices were disclosed.
http://www.money.com/2003/09/04/news/companies/mutual_funds

Mutual fund and Stock Trading at TradeStars + Stock Trading
fab supplies of Mutual fund from the very best site with a smile and a guarantee of friendly advice. Mutual fund available to all ... problems and abuses in the Mutual fund industry and summarizes the legal actions brought to date. Youll find that report and other information about day-trading ...
http://www.tradestars.com/content/Mutual-fund.asp

Key Financial Solutions, LLC - Thoughts On The Mutual Fund Industry
... THOUGHTS ON THE MUTUAL FUND INDUSTRY - DECEMBER, 2003 ... The current mutual fund problems fall into two broad categories: Excessive trading ("market timing") Late trading ...
http://www.keyfeeonly.com/MutualFunds1.html

Mercury News | 11/15/2003 | Schwab probes late trading in mutual funds
... nationwide scandal over mutual fund trading practices that harm ... the trading problems in a quarterly filing Friday with the Securities and Exchange Commission. Mutual-fund gaming ...
http://www.siliconvalley.com/mld/siliconvalley/7269590.htm

Mercury News | 11/15/2003 | Schwab probes late trading in mutual funds
... nationwide scandal over mutual fund trading practices that harm ... the trading problems in a quarterly filing Friday with the Securities and Exchange Commission. Mutual-fund gaming ...
http://www.bayarea.com/mld/mercurynews/business/7269590.htm

The Seattle Times: Business & Technology: Problems might not be over for mutual-fund giant Putnam
seattletimes.com: Northwest news and information from the Seattle Times. Daily local news, sports, arts and entertainment, and classified ads. ... to uncover and punish trading abuses in the trillion mutual-fund industry since New York Attorney ... didn't address broader problems in the mutual-fund industry such as high ...
http://seattletimes.nwsource.com/html/businesstechnology/2001790928_fundprobes14.html

New Trade Capital Investment mutual fund stocks day trading
New Trade Indexes for Capital Investment mutual fund and day trading stocks derivatives and index share ... Auto Detect Problems. Articles: Successful Day Trading. What is Index Shares (ETFs) ... Investment: You won't need to purchase a mutual fund or an assemblage of stocks to get ...
http://www.index-day-trading.com/indextrading.asp

SEC moves to curb late mutual-fund trading
WASHINGTON - Federal regulators voted Wednesday to shut down illegal but oft-practiced after-hours trading in mutual funds, bidding to restore investor confidence staggered by a spreading industry... problems spread through mutual-fund companies and brokerage houses, more prominent companies are cited for allowing special trading ...
http://www.azcentral.com/arizonarepublic/news/articles/1204mutuals04.html

Invest Wisely: Mutual Funds
Provides basic information to help investors select a brokerage firm and sales representative, make an initial investment decision, monitor an investment and address an investment problem. ... the downsides of mutual fund investing and how to ... the basics of mutual fund investing how mutual funds work, what ... If You Have Problems. Glossary of Key Mutual Fund Terms ...
http://www.sec.gov/investor/pubs/inwsmf.htm

contact: admin @ 101investor.com