hedge fund after market trading sec investigation

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The Seattle Times: Business & Technology: Hedge fund settles over trading abuses
seattletimes.com: Northwest news and information from the Seattle Times. Daily ... | Home values Hedge fund settles over trading abuses By ... prohibit "late trading" and short-term "market timing ...
http://seattletimes.nwsource.com/html/businesstechnology/2001712801_fundfraud04.html

Hedge fund bosses back higher limits - globefund.com
globefund.com - Analyze and compare performance of any Canadian mutual fund for ... stock market. After assessing the comments, the SEC plans to ... s hedge fund investigation after several high ...
http://www.globefund.com/servlet/ArticleNews/story/GFGAM/20030515/IBHEDG

Ex-Alger exec pleads guilty
... prices hours after the market closed. Such ... of the investigation into illegal trading practices in the ... Spitzer accused hedge fund Canary Capital Partners LLC of illegal trading involving ...
http://www.msnbc.com/news/980972.asp

Barrack, Rodos and Bacine - New & Noteworthy - Mutual Fund Trading Litigation
... in alleged market timing, late trading and ... by SEC regulations. The profits resulting from market timing and ... internal investigation had found instances of improper trading activity ...
http://www.barrack.com/pages/new_noteworthy/mftlitigation.html

Mutual Fund Lawsuit | Mutual Fund Lawsuits
SEC joins probe, asks funds for documents ... might have conducted illegal mutual fund trading. The SEC has been reviewing the mutual and hedge fund industries. But the effort took on greater ...
http://www.securities-fraud-attorneys.com/mutualfundsec.htm

State Investigation Reveals Mutual Fund Fraud
Office of New York State Attorney General Eliot Spitzer. The People's Lawyer ... 00 p.m. price after the market closes. Late trading is prohibited by the Martin Act and SEC regulations because it ...
http://www.oag.state.ny.us/press/2003/sep/sep03a_03.html

USATODAY.com - Former trader pleads guilty in hedge fund case
... billion hedge fund Millennium Partners, pleaded guilty ... fraud related to after-market trading in mutual fund shares. In a ... at Smith & Carson, an investigation firm. "It's a wise act on ...
http://www.usatoday.com/money/perfi/funds/2003-10-02-millennium-trader_x.htm

The Seattle Times: Hedge fund settles over trading abuses
... 12:00 A.M. Hedge fund settles over trading abuses By Meg Richards ... or prohibit "late trading" and short-term "market timing" by large ... 4 p.m. price after the market closes ? a practice ...
http://seattletimes.nwsource.com/text/2001712801_fundfraud04.html

Hedge Fund
News about hedge fund ... filed by the Securities and Exchange Commission alleging he engaged in late trading and market timing with Massachusetts Financial Services Co., Boston. In their ...
http://hedgefund.newstrove.com/

NOW with Bill Moyers. Politics & Economy. Corporate Scandals. Mutual Funds | PBS
... called "late trading" and "market timing." (See below ... that one hedge fund under investigation, Canary Capital Partners ... year. PRACTICES UNDER INVESTIGATION Late Trading Late trading ...
http://www.pbs.org/now/politics/mutualfunds.html

The Salt Lake Tribune -- Hedge fund pays M in lawsuit
... Spitzer's investigation of mutual fund trading practices began earlier ... known as "late trading" and "market timing." Late trading ... the 4 p.m. price after the market closes -- a practice ...
http://www.sltrib.com/2003/Sep/09042003/business/89485.asp

The Hedge-Fund Witch Hunt - Eliot Spitzer's latest investigation is pursuing the wrong guys. By Daniel Gross
Now that the big investment banks have capitulated, New York State Attorney ... Hedge-Fund Witch Hunt Eliot Spitzer's latest investigation ... hedge fund looks for an edge—proprietary trading ...
http://slate.msn.com/id/2078527

USATODAY.com - SEC joins probe, asks funds for documents
... the growing investigation into a mutual fund trading scandal. The SEC said it ... in a foreign market at the ... fund trading. The SEC has been reviewing the mutual and hedge fund industries ...
http://www.usatoday.com/money/perfi/funds/2003-09-04-sec-probe_x.htm

Forbes.com: Cramer's Troubles Could Get Worse
... at Cramer's hedge fund, had been feeding information to ... GS - news - people ). The SEC is conducting an investigation into the way ... to look into Cramer's trading. Maier boasts that, in ...
http://www.forbes.com/2002/05/09/0509cramer.html

Spitzer Mutual Fund Investigation Gathers Steam, Takes Aim at Entire Industry: Advisers say they hope abuses aren't ...
... 5, 2003- A New York state investigation into market-timing and late-trading abuses between a hedge fund and four leading mutual funds ... enforcement officials at the SEC announced that they were ...
http://www.financial-planning.com/pubs/fpi/20030905101.html

Hedge Fund Center: Objective, educational information on hedge funds
... the findings of an investigation into improper trading by hedge funds in ... > Reuters Justice Dept., SEC Name Lipper Ex ... 2002 An outstanding hedge fund database. Market to thousands of ...
http://www.hedgefundcenter.com/index.cfm

IHT: Improper trading found at largest fund companies
... companies. The SEC investigation comes on ... and late trading. So far, one mutual fund executive and another hedge fund trader have entered guilty pleas in that investigation. William Galvin ...
http://www.iht.com/articles/115026.htm

Mutual funds: Former executive admits cover-up
... last week after an internal investigation turned up ... of the investigation into illegal trading practices in ... accused hedge fund Canary Capital Partners LLC of illegal trading involving ...
http://www.bonitanews.com/03/10/business/e40113a.htm

 


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