Thursday, January 29, 2004
Heard Off the Street: Cozy fund-broker relations chilled by SEC reforms: "Heard Off the Street: Cozy fund-broker relations chilled by SEC reforms
Monday, February 16, 2004
By Len Boselovic, Pittsburgh Post-Gazette
The Securities and Exchange Commission last week took a big step toward reforming the mutual fund industry, adopting several rules that must get a public airing before they become regulations. The most far-reaching of the reforms would prohibit the back scratching that goes on between fund companies and the brokerage firms who sell their funds. "
Monday, February 16, 2004
By Len Boselovic, Pittsburgh Post-Gazette
The Securities and Exchange Commission last week took a big step toward reforming the mutual fund industry, adopting several rules that must get a public airing before they become regulations. The most far-reaching of the reforms would prohibit the back scratching that goes on between fund companies and the brokerage firms who sell their funds. "
